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> > Penalties
- SEC prohibits the listing of any company that is not in compliance with paragraphs (2) thru (6) Section 301 of The Sarbanes-Oxley Act.
- All relief necessary to make an employee (whistleblower) whole.
- Forfeiture of certain bonuses and profits.
- Prohibition from serving on other Boards.
- Criminal and civil action.
- Fines ranging from $100,000 to $25 million.
- Prison terms up to 20 years.
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