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> > Penalties

  • SEC prohibits the listing of any company that is not in compliance with paragraphs (2) thru (6) Section 301 of The Sarbanes-Oxley Act.

  • All relief necessary to make an employee (whistleblower) whole.

  • Forfeiture of certain bonuses and profits.

  • Prohibition from serving on other Boards.

  • Criminal and civil action.

  • Fines ranging from $100,000 to $25 million.

  • Prison terms up to 20 years.

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