Corporate Compliance Partners Corporate Compliance Partners
 Whistleblower Experts
 Sarbanes-Oxley News & Developments
Site Map  >  Privacy Policy  >  Contact Us  
Sarbanes-Oxley Bill We Can Help You The Compliance Network About Us
> News & Developments <

Sarbanes-Oxley News & Developments

Former Enron Executive Pleads Guilty

Biggest fish so far - David Delainey pleaded guilty to insider trading in federal court.

> > Former CEO of Enron North America and Enron Energy Services, David Delainey, pleaded guilty to insider trader in federal court thursday, October 30, 2003. Delainey has also agreed to pay $8 million in penalties, partly in settlement of a related civil complaint brought by the SEC. The $8 million includes a forfeiture of $4.6 million that he gained from sales made in 2000 and 2001 and an SEC penalty of $3.7 million.
The SEC stated that without admitting or denying its complaint, Delainey agreed to be barred from acting as an officer or director of a public company. He still faces sentencing on the criminal charges and faces a possible 10 years in prison.

Source: CFO


Published:2003-11-01
Subscribe to the CCP Report, our free weekly newsletter about SOX! Your Email Address:

 More Resources

More News

The View from the Other Side
Can IT live up to the expectations for governance, compliance, and revenue generation of a CFO?

Capital Markets Report Urges 404 Fixes
A panel says changes in the way Sarbanes-Oxley has been applied will improve the competitiveness of the U.S. capital markets.

Wal-Mart Whistleblower Drops Lawsuit
Former executive still has a whistleblower case pending before the Labor Department.

All News
Sarbanes-Oxley Act SEC Rules Exchange Rules

> Public Accounting oversight board (101)
> Audit Committee responsibilities (301(2))
> Independence (301(3))
> Complaints (301(4))
> Advisors (301(5))
> Funding (301(6))
> Protections (806)
> Retaliation (1107)
> SEC Rules and Regulations
> SEC Proposed Rules
> SEC Final Rules Releases
> SEC Concept Releases
> SRO Rulemaking
> SEC Interpretive Releases
> SEC Policy Statements
> PCAOB Rulemaking
> NYSE & NASDAQ Rules
> OSHA Rules


>  The View from the Other Side
Can IT live up to the expectations for governance, compliance, and revenue generation of a CFO?

> More News
Sarbanes-Oxley Bill | Are You Compliant? | We Can Help You | About Us
Home | Site Map | Contact Us | Privacy Policy

For more information, please contact us at ccp@answernet.com
AnswerNet © - All rights reserved.