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SEC Toughening Up on Noncooperation

Symbol Technologies, Lucent, and Banc of America Securities are three of the latest companies to pay up for being less than forthcoming.

> > A $37 million settlement made last week between the SEC and Symbol Technologies
Source: CFO


Published:2004-06-07
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Capital Markets Report Urges 404 Fixes
A panel says changes in the way Sarbanes-Oxley has been applied will improve the competitiveness of the U.S. capital markets.

Wal-Mart Whistleblower Drops Lawsuit
Former executive still has a whistleblower case pending before the Labor Department.

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