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Sarbanes-Oxley News & Developments
SEC Charges Ex-CFO with Insider TradingThe ex-finance chief of Golden State Bancorp allegedly tipped off three associates about the impending acquisition by Citigroup.
> > The SEC has filed insider-trading charges against Mark Kelly, the former finance chief of Auto One Finance, a subsidiary of Golden State Bancorp. The SEC also leveled the same charge at three other individuals.
Source: CFO
Published:2004-09-30
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