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Securities Firms Bemoan Compliance Costs

Trade group attributes a dramatic rise in costs to duplication of examinations, regulations, and supervisory actions; inconsistencies or lack of harmonization in rules and regulations; ambiguity; and delays in obtaining clear guidance.

> > Compliance costs on Wall Street have nearly doubled in the past three years, to more than $25 billion in 2005 from $13 billion in 2002, according to a study by the Securities Industry Association.
Source: CFO


Published:2006-02-28
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