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Sarbanes-Oxley News & Developments

2003-07-29

What has changed since July 30, 2002?

Celebrate Sarbanes-Oxley With a Little Skepticism

2003-07-29

White House: A Year of Work on SOX

The Corporate Fraud Task Force of the President Compiles Strong Record.

2003-07-28

Four ex-Charter execs indicted for inflating revenue

Four former top executives of Charter Communications, the third-largest US cable television company, were charged with scheming to defraud investors by inflating the revenue and cash flow of the company.

2003-07-28

SOX anniversary

Not really. A year after the Sarbanes-Oxley Act of 2002 was enacted into law on July 30; most of the executives are not in the mood to celebrate their one-year anniversary with SOX.

2003-07-22

Boardrooms Under Renovation - Coming Clean

Scandals Prompted Changes, but Critics Say More Are Needed to Prevent Another Enron

2003-07-22

Challenging Times for CFOs

From Zero to Sixty: Reaching Full Compliance with Sarbanes-Oxley (SOX)

2003-07-18

SEC Seeks Overhaul for Board Elections

Outside investors could acquire a greater influence.

2003-07-17

PCAOB Registration System Approved

Order approving proposed rules regulating to registration system.

2003-07-17

Europe and Canada Weigh Pros and Cons of SOX

The Ontario Securities Commission recently announced significant changes are on the way.

2003-07-16

SEC Issues Staff Report on Proxy Rules

The SEC has published a 33-page Report on the Division of Corporation Finance - a review of current proxy rules.

2003-07-16

Who Will Audit the Auditors? Section 404 of SOX

When your accounting firm sets up software to monitor your internal controls, are you implementing solutions - or risk?

2003-07-16

Latest Option-to-Option Flap: Dump Options

Corporate response to the debate on expensing of stock-options appear to be a preemptive strike.

2003-07-14

Control Freaks? SEC Issues Section 404 Rules

Internal controls must pass by 2004; one wrinkle: auditors must attest the company attestation.

2003-07-11

Even If You Are Private - What You Should Know About SOX

What initially only seemed to affect public companies is now having far reaching implications on corporate America as a whole.

2003-07-11

SOX New Rules Make Audit Committees More Responsible and Empowered

Empowering audit committees may be a good idea, but implementing that idea is tricky for some corporates.

2003-07-11

The SOX 404 Compliance Countdown ....

Are you prepared to meet the deadlines and issues?

2003-07-11

Ex-Rite Aid Exec Pleads Guilty

Philip Marovitz, a fourth former Rite Aide executive, pleaded guilty to criminal conspiracy.

2003-07-07

Sarbox Costly? YES - NO

Recent survey shows some companies are finding Sarbox compliance costly, others are not.

2003-07-05

Cablevision Systems Corp.: SEC Probes Accounting

NY area cable operator says it has received a subpoena concerning irregularities that led to 14 firings.

2003-07-05

WorldCom Proposes Boosting Penalty Settlement

Former shareholders burned by the WorldCom accounting fraud scandal receiving a revised settlement.

2003-07-05

U.S. Court Sides With SEC

A federal court ruling sided with the SEC in a dispute with a disgruntled electronic trading network, ECN.

2003-07-02

Former Kmart Execs Want Lawsuit Dismissed

A federal judge considered a motion by former Kmart board members to dismiss a lawsuit brought by a former employee.

2003-07-01

Executive Stock Options Now Put To A Vote By Shareholders

The SEC now requires companies to get shareholders approval for any stock option grants.

More Resources

More News

The View from the Other Side
Can IT live up to the expectations for governance, compliance, and revenue generation of a CFO?

Capital Markets Report Urges 404 Fixes
A panel says changes in the way Sarbanes-Oxley has been applied will improve the competitiveness of the U.S. capital markets.

Wal-Mart Whistleblower Drops Lawsuit
Former executive still has a whistleblower case pending before the Labor Department.

All News