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Sarbanes-Oxley News & Developments

2003-09-30

SEC Takes Action Against High-Profile Cases Involving Former Finance Executives

Former executives face heavy fines and 20 plus years in prison if convicted.

2003-09-26

FASB: Time To Define Cash-Balance Plans

Companies may find new rules much less attractive.

2003-09-26

Former E&Y Partner Arrested on Sarbox-Related Charges

FBI charges Thomas Trauger with obstructing federal investigations of NextCard Inc. audit work.

2003-09-24

PurchasePro Fraud May Expand AOL Inquiry

Two former executives of PurchasePro.com Inc. pleaded guilty to criminal charges of fraud.

2003-09-24

Most Shareholders Support Proxy Access

A survey has found that a majority of investors say public companies should require including shareholder nominees in their director elections.

2003-09-24

Best Practices In Investor Relations

Amid a flow of rules, regulations, and scandals, companies are searching for new guidelines and measures.

2003-09-24

Do You Have A First Rate Finance Department

A great workplace for finance professionals are not necessarily what you would think.

2003-09-23

Private Company Implications of New Public Company Rules

What initially only seemed to affect public companies is now having implications on corporate America as a whole.

2003-09-23

One Audit Committee - Many Regulators

Audit Committees in Europe are treading a fine line between U.S. and home country law.

2003-09-17

SEC Moves To Block $23 Million Payoff To Messier

US financial regulators moved to stop Jean-Marie Messier from receiving his controversial golden parachute, just a day after the former chief executive of Vivendi Universal scored a court victory over the money.

2003-09-17

For AIG - What Goes Around Comes Around

A round-trip of cash disguised as insurance is too smooth for the SEC.

2003-09-16

Footstar CEO Hits The Bricks

Chairman and CEO Mickey Robinson leaves Footstar, after an investigation found accounting problems.

2003-09-10

HealthSouth Sued by The Teachers Retirement System of Louisiana.

Louisiana fund says firm failed to disclose transactions between its directors and some companies.

2003-09-08

Sarbanes-Oxley One Year Later

Who is winning - Who is losing

2003-09-08

Sarbanes-Oxley Has Increased Effectiveness of Audit Committees and Corporate Governance

Based on a survey by Deloitte & Touche.

2003-09-08

Judge Sets Separate Trail Dates For Ex-Enron Officials

Former Enron CFO Andrew Fastow will stand trail next April on nearly 100 criminal charges.

2003-09-05

Fraud Claims Against Coke Dismissed

Wrongful termination suit to continue to go forward.

2003-09-03

The 2003 Working Survey Results / Companies Barely Working

Was it the economy, or too much focus on Sarbanes-Oxley compliance?

2003-09-02

Sticker Shock - Cost of Compliance

Congress did not think of the cost to companies for compliance when they passed the Sarbanes-Oxley Act of 2002.

2003-09-02

Former HealthSouth VP Pleads Guilty

Will Hicks is the 14th HealthSouth executive to enter a guilty plea.


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The View from the Other Side
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Capital Markets Report Urges 404 Fixes
A panel says changes in the way Sarbanes-Oxley has been applied will improve the competitiveness of the U.S. capital markets.

Wal-Mart Whistleblower Drops Lawsuit
Former executive still has a whistleblower case pending before the Labor Department.

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The View from the Other Side
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